Tax Strategies
ESPP Tax Strategies
ESPP Tax Strategies
(Typically) Sell ESPP Shares Upon Purchase. In the material majority of ESPP shares purchases, there are minimal or no tax benefits to be gained by holding shares, and selling the shares immediately is likely the best path to pursue
Hold ESPP Shares for a Qualifying Disposition. If you have a qualified ESPP program that offers a lookback provision and the shares increased during the offering period, holding for a qualifying disposition can provide preferential tax treatment
Cross-Listed Tax Strategies
In addition to the above ESPP tax strategies, a number of other tax strategies may also apply in certain situations. We encourage you to review the strategies detailed on the 50+ Tax Strategies page to ensure you have the proverbial "full menu" of tax planning strategies to consider for your situation.
Work with 30/40 Wealth
Have a big equity or tax decision ahead?
We're a fee-only fiduciary for tech employees with a lot of company equity. We build your multi-year plan: when to exercise options, what to sell and when, and how to cut the tax bill. Then we stay with you for the years that follow.
You're likely a fit if:
- You have $2M+ in company equity, including options
- Your next big decision is coming up: an IPO or lockup, a tender offer, exercising options, selling a large position, or leaving your company
- You want ongoing help with all of it: your equity, taxes, investments and the plan that ties them together
Kris Barney, CFA, EA
$750M+ in equity compensation advised
Fees from $12,500 a year, based on the assets we manage
We take on 1–2 new clients a month
Book a 30-minute fit call →Free and no obligation. If we're not the right fit, we'll say so.
See who we work with →Most Similar
Selected by content similarity, not just shared category.
Next Step
Want this applied to your situation?
A 30-minute consult will tell you whether the framework in this article applies cleanly to your equity package — and if so, what the next three moves are. No pitch.